Below is a list of how the values Buyer/Seller Decision Maker (DM), Decision Maker Within Firm (IDWF) and Execution Within Firm (EXWF), are populated as default in Bricknode Broker, depending on where the trade originated from. These values will be transferred to the TRS Manager when importing trades from BFS. Note, that these values are those who are set as default in Bricknode Broker, they can be changed in admin when placing and filling an order!
Country of branch are set to the tax country of the house, if the selected IDWF is an admin user, otherwise it will be empty and need to be filled in TRS manager before sending the transaction to FSA.
Trade originating from a customer
Customer order >>
Resulting manual order >>
Order route
Account type
Trade created by
Buyer/Seller DM
IDWF
EXWF
Buyer/Seller DM
IDWF
EXWF
Manual order
Holding account
User from customer front
Owner of account
-empty-
Logged in admin that executes the order
-
-
-
Admin from admin gui
Owner of account
-empty-
Logged in admin that executes the order
-
-
-
Capital insurance account
User from customer front
DM set on account
-empty-
Logged in admin that executes the order
-
-
-
Admin from admin gui
DM set on account
Logged in admin that places the order
Logged in admin that executes the order
-
-
-
Internal order with netting and resulting manual order, INTC=true (no trade against own book)
Holding account
User from customer front
Owner of account
-empty-
Logged in admin that executes the order
-empty-
-empty-
Logged in admin that executes the order
Admin from admin gui
Owner of account
-empty-
Logged in admin that executes the order
-empty-
-empty-
Logged in admin that executes the order
Capital insurance account
User from customer front
DM set on account
-empty-
Logged in admin that executes the order
-empty-
-empty-
Logged in admin that executes the order
Admin from admin gui
DM set on account
Logged in admin that places the order
Logged in admin that executes the order
-empty-
-empty-
Logged in admin that executes the order
Trade originating from a portfolio
Customer order >>
Resulting manual order >>
Order route
Account type
Buyer/Seller DM
IDWF
EXWF
Buyer/Seller DM
IDWF
EXWF
Manual order
Holding account
House
IDWF set on portfolio
Logged in admin that executes the order
-
-
-
Capital insurance account
House
IDWF set on portfolio
Logged in admin that executes the order
-
-
-
Internal order with netting and resulting manual order, INTC=true (no trade against own book) *
Holding account
House
IDWF set on portfolio
Logged in admin that executes the order
-empty-
-empty-
Logged in admin that executes the order
Capital insurance account
House
IDWF set on portfolio
Logged in admin that executes the order
-empty-
-empty-
Logged in admin that executes the order
* When using INTC in combination with the internal/netting/resulting manual order workflow (technical sell/buy) and the orders originate from a portfolio, the IDWF will be different on the resulting manual order and the internal order. When filling the resulting manual order Bricknode Broker will remove IDWF on the deal for the resulting manual order if INTC is used. Read more about when to use the INTC flag or not here: INTC