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Documentation

Child pages (Children Display)
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pageMiFID II - Customer Protection

Customer Overview

There is a new tab on the customer overview called MiFID-ll Customer Protection where you can update the customer target market profile and knowledge level. 
In order for For the customer to be able to trade must , at least investor type and knowledge group must be filled inentered. 

Enter the information and click Create to save the information. 

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Setting Description
CustomerName of the
user
customer
Investor type:

The available options are

  • Retail
,
  • Professional
and
  • Eligible Counterparty
. 
Knowledge and Experience:The available options are
  • Basic Investor
  • Informed Investor
  • Advanced Investor
Ability to Bear Loss:

The available options are 

  • No Capital Loss
  • Limited Capital Loss
  • No Capital Guarantee
  • Loss Beyond Capital

In the input box to the right of the dropdown you can enter a certain percentage acceptance number for the customer.

Risk Tolerance PRIIPS:As the risk tolerance for PRIIPS products there are risk levels between 1 - 7 available.
Risk Tolerance UCITS:As the risk tolerance for UCITS products there are risk levels between 1 - 7 available.
Risk Tolerance Other:

As the risk tolerance for Other products there are the following options available

  • Low
  • Medium
  • High
Return profilesYou can check a number of return profiles for the customer.
Time horizon

This is the time horizon on the investments of the customer and the available options are

  • Very short term (less than 1 year)
  • Shot term (less than 3 years)
  • Medium term (less than 5 years)
  • Long term (more than 5 years)
Knowledge:


When the right information is entered and we saved the information the checkbox Has Customer Protection will be checked. (Customer overview > Details)